Franklin I. Ogele,  is a seasoned legal and compliance authority specializing in A–Z s

A seasoned legal and compliance expert, Franklin I. Ogele, Esq. focuses on securities litigation, broker-dealer creation, and A-Z support for capital markets transactions. As the founder and principal of OGELELAW, Franklin offers affordable advice services for broker-dealer compliance with the SEC, FINRA, and state regulatory bodies , private placements, and public offerings including Regulation A+, Form S1, Form F1, and Form 10 filings. Franklin contributes a distinct blend of regulatory knowledge and real-world business savvy to every engagement, having worked as a former FINRA examiner, Chief Compliance Officer at ABN Amro and Santander, and legal counsel for electronic trading enterprises . Clients receive strategic advice based on operational knowledge and legal rigor that anticipates compliance issues and reduces enforcement risks.